Sets general regulations for commodity futures and derivatives markets, covering registration, reporting, recordkeeping, and business conduct standards for market participants. Applies to futures commission merchants, commodity pool operators, and other CFTC-regulated entities.
70
Rules extracted
2,105
Obligations decomposed
30.1x
Avg obligations per rule
🇺🇸 United States
Jurisdiction
Source
1
Regulation
Extracted
70
Rules
Decomposed
2,105
Obligations
Decomposition ratio
Each rule is decomposed into an average of 30.1 atomic obligations — the smallest testable units that can be independently violated.
Fully extracted & scored
All 2,105 obligations have been decomposed, titled, risk-scored, and embedded for semantic matching.
Every obligation in CFTC General Regulations is scored across independent risk dimensions:
Obligation Weight
How critical within the regulatory framework
Violation Likelihood
How often breached in practice
Enforcement Evidence
Regulator enforcement history and penalties
Cascade Dependency
How many obligations depend on this one
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High-level commitments and governance framework covering CFTC General Regulations requirements.
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Ready-to-use forms, registers, and checklists for day-to-day compliance operations.
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14 rules, 58 obligations
13 rules, 83 obligations
13 rules, 211 obligations
10 rules, 150 obligations
12 rules, 153 obligations
10 rules, 52 obligations
16 rules, 260 obligations
9 rules, 135 obligations
Upload your document and get a risk-scored gap analysis against 2,105 CFTC General Regulations obligations in under 5 minutes.