Swiss regulatory framework for DLT-based financial services, including tokenised securities and trading facilities.
10
Rules extracted
150
Obligations decomposed
15.0x
Avg obligations per rule
🇨🇭 Switzerland
Jurisdiction
Switzerland adopted the Federal Act on the Adaptation of Federal Law to Developments in Distributed Ledger Technology (DLT Act) in stages from February 2021 through August 2021, amending existing financial legislation to be technology-neutral. FINMA provides regulatory guidance through its ICO guidelines (2018), token classification framework (payment/utility/asset tokens), FinTech license (sandbox up to CHF 1 million), DLT trading facility license, stablecoin classification, AML/CFT requirements for VASPs via AMLA, custody segregation in bankruptcy, and Travel Rule compliance. The framework is principles-based and covers the full lifecycle of DLT-based financial services.
Source
1
Regulation
Extracted
10
Rules
Decomposed
150
Obligations
Decomposition ratio
Each rule is decomposed into an average of 15.0 atomic obligations — the smallest testable units that can be independently violated.
Fully extracted & scored
All 150 obligations have been decomposed, titled, risk-scored, and embedded for semantic matching.
Every obligation in CH FINMA DLT Framework is scored across independent risk dimensions:
Obligation Weight
How critical within the regulatory framework
Violation Likelihood
How often breached in practice
Enforcement Evidence
Regulator enforcement history and penalties
Cascade Dependency
How many obligations depend on this one
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High-level commitments and governance framework covering CH FINMA DLT Framework requirements.
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Ready-to-use forms, registers, and checklists for day-to-day compliance operations.
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Your document is scored against every obligation in CH FINMA DLT Framework. Each claim is mapped to the obligation tree and evaluated for coverage.
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12 rules, 214 obligations
12 rules, 182 obligations
10 rules, 52 obligations
16 rules, 260 obligations
9 rules, 135 obligations
29 rules, 203 obligations
10 rules, 32 obligations
10 rules, 163 obligations
Upload your document and get a risk-scored gap analysis against 150 CH FINMA DLT Framework obligations in under 5 minutes.